Compliance, strategy & operational excellence for the financial industry.
With more than a century of combined experience, Nival Management & Consulting LLC has helped Registered Investment Advisers, hedge funds, private equity firms and asset managers build robust compliance programs, modernize operations, and grow with confidence.
Trusted partners across the financial industry
We support firms at every level — from individual investors to institutional asset managers — with tailored services that scale with your business.
Individual Investors
Family Offices
Institutional Investors
Registered Investment Advisors
Hedge Funds
Private Equity Firms
Asset Managers
Other Investment Companies
Ten specialized service lines under one roof
From SEC compliance and regulatory filings to AI-driven system modernization, our integrated services help financial firms operate efficiently and stay ahead of regulation.
Regulatory & Compliance
Comprehensive SEC IA compliance programs anchored by our in-house 12-point process — policies, manuals, training, and ongoing monitoring.
Learn moreRegulatory Filings
Form ADV, Form PF, Form D, 13F, 13G and state filings — prepared, filed and maintained accurately and on time.
Learn moreRegistrations
SEC and state investment adviser registration, disclosure documents, ongoing amendments and regulatory examination support.
Learn moreAccounting & Admin
Financial statement audits, GAAP reporting, ICFR review, valuation services, tax compliance and litigation support.
Learn moreFinancial Research
Independent investment, company and macroeconomic research with rigorous due diligence and performance attribution.
Learn moreOperations
Trade operations, portfolio and cash reconciliation, fee billing, corporate actions and client reporting.
Learn moreLegal Services
In-house legal counsel for the financial industry, extended through our trusted network of specialized partners.
Learn moreInformation Technology
Cybersecurity programs, system administration, data management, incident response and IT governance.
Learn moreInfrastructure
Fund formation, custodian selection, fund administration, technology infrastructure and investor communications.
Learn moreSystem Mgmt & AI Integration
Modernize your stack with vetted partners and cutting-edge AI integration — stay competitive in a changing landscape.
Learn moreBuilt by veterans of the financial industry.
Our experts have over 100 years of combined experience across SEC investment adviser regulation, fund operations, audit and technology. We combine that depth with a rigorous in-house 12-point process so your firm can scale with confidence.
Our StoryStay ahead of the regulators.
Updates on SEC rule changes, examination priorities and industry developments — curated for the firms we serve.
Fetching latest SEC press releases
Live data from sec.gov.
Ready to strengthen your firm?
Whether you're launching a new fund, preparing for an SEC exam, or modernizing operations — we'd like to hear from you.