For over a century of combined experience, Nival Management & Consulting LLC has helped Registered Investment Advisers, hedge funds, private equity firms and asset managers build robust compliance programs, modernize operations, and grow with confidence.
We support firms at every level — from individual investors to institutional asset managers — with tailored services that scale with your business.
From SEC compliance and regulatory filings to AI-driven system modernization, our integrated services help financial firms operate efficiently and stay ahead of regulation.
Comprehensive SEC IA compliance programs anchored by our in-house 12-point process — policies, manuals, training, and ongoing monitoring.
Learn moreForm ADV, Form PF, Form D, 13F, 13G and state filings — prepared, filed and maintained accurately and on time.
Learn moreSEC and state investment adviser registration, disclosure documents, ongoing amendments and regulatory examination support.
Learn moreFinancial statement audits, GAAP reporting, ICFR review, valuation services, tax compliance and litigation support.
Learn moreIndependent investment, company and macroeconomic research with rigorous due diligence and performance attribution.
Learn moreTrade operations, portfolio and cash reconciliation, fee billing, corporate actions and client reporting.
Learn moreIn-house legal counsel for the financial industry, extended through our trusted network of specialized partners.
Learn moreCybersecurity programs, system administration, data management, incident response and IT governance.
Learn moreFund formation, custodian selection, fund administration, technology infrastructure and investor communications.
Learn moreModernize your stack with vetted partners and cutting-edge AI integration — stay competitive in a changing landscape.
Learn moreOur experts have over 100 years of combined experience across SEC investment adviser regulation, fund operations, audit and technology. We combine that depth with a rigorous in-house 12-point process so your firm can scale with confidence.
Our StoryUpdates on SEC rule changes, examination priorities and industry developments — curated for the firms we serve.
Live data from sec.gov.
Whether you're launching a new fund, preparing for an SEC exam, or modernizing operations — we'd like to hear from you.
